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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page
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1
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NAMES OF REPORTING PERSONS
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Curetis N.V. in Liquidation
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Netherlands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,711,555*
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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1,711,555*
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,711,555*
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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11.65%**
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Item 3. |
Source and Amount of Funds or Other Consideration.
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Item 4. |
Purpose of the Transaction.
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Item 5. |
Interest in Securities of the Issuer.
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(a) |
– (b) As of April 21, 2020, the Reporting Person had sole voting and dispositive power over 1,711,555 shares of Common Stock,
representing 11.65% of the outstanding Common Stock.
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(c) |
Except as otherwise disclosed in Item 3 and Item 4 of this Amendment No. 1, which is incorporated herein by reference, the Reporting Person has not effected any transactions in the Common Stock during the past
sixty days. To the knowledge of the Reporting Person, none of the liquidators and members of the supervisory board of the Reporting Person listed in Annex A to the Schedule 13D effected any transactions in the Common Stock during the past
sixty days.
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(d) |
Other than the Reporting Person, no person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Reporting Person’ securities.
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(e) |
Not Applicable.
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Item 7. |
Materials to be Filed as Exhibits.
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Exhibit No.
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Description
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1 |
Implementation Agreement, dated as of September 4, 2019, by and among Curetis N.V., as Seller, and Crystal GmbH, as Purchaser and OpGen, Inc. (Incorporated herein by reference to Exhibit 2.1 of the Issuer’s Current Report on Form 8-K
filed with the SEC on September 4, 2019)
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CURETIS N.V. IN LIQUIDATION
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By:
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/s/ Oliver Schacht | |
Name: Oliver Schacht
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Title: Liquidator
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By:
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/s/ Johannes Bacher | |
Name: Johannes Bacher
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Title: Liquidator
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By:
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/s/ Achim Plum | |
Name: Achim Plum
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Title: Liquidator
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