UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM
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CURRENT REPORT
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Securities Exchange Act of 1934
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Item 5.07 — Submission of Matters to a Vote of Security Holders.
On June 9, 2022, OpGen, Inc. (the “Company”) held its 2022 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the total number of shares represented in person or by proxy was 22,808,825 of the 46,557,750 shares of common stock outstanding and entitled to vote at the Annual Meeting as of the record date, April 14, 2022. The following matters were voted upon at the Annual Meeting:
1. Proposal 1 - Election of Directors. The election of the following named persons to serve as directors of the Company until the 2023 Annual Meeting of Stockholders or until their successors are elected and qualified. The votes cast were as follows:
Nominee |
For |
Vote Withheld |
Broker Non-Vote |
William E. Rhodes, III | 4,475,103 | 7,623,330 | 10,710,392 |
Mario Crovetto | 4,614,240 | 7,484,193 | 10,710,392 |
R. Donald Elsey | 4,653,832 | 7,444,601 | 10,710,392 |
Prabhavathi Fernandes, Ph.D. | 5,147,801 | 6,950,632 | 10,710,392 |
Oliver Schacht, Ph.D. | 4,413,023 | 7,685,410 | 10,710,392 |
2. Proposal 2 – Reverse Stock Split. The approval of the adoption of an amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to effect a reverse stock split at a ratio not less than five-to-one and not more than twenty-to-one, such ratio and the implementation and timing of such reverse stock split to be determined by the Company’s board of directors. The votes cast were as follows:
10,899,734 votes | FOR the proposal |
11,778,575 votes | AGAINST the proposal |
130,515 votes | ABSTAIN |
1 vote | Broker Non-Votes |
3. Proposal 3 - Ratification of Appointment of Independent Accounting Firm. The ratification of the appointment of CohnReznick, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. The votes cast were as follows:
15,765,893 votes | FOR the proposal |
5,062,991 votes | AGAINST the proposal |
1,979,940 votes | ABSTAIN |
1 vote | Broker Non-Votes |
4. Proposal 4 - Adjournment. The approval of an adjournment of the Annual Meeting to a later date, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, Proposal 2. The votes cast were as follows:
10,985,275 votes | FOR the proposal |
11,498,187 votes | AGAINST the proposal |
325,362 votes | ABSTAIN |
1 vote | Broker Non-Votes |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit Number | Description |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: June 9, 2022 | OpGen, Inc. | |||||
By: |
/s/ Oliver Schacht | |||||
Name: | Oliver Schacht | |||||
Title: | Chief Executive Officer |